Introduction:

This program is designed to prepare participants for the certification exam only.

This training program provides comprehensive knowledge essential for conducting effective audits within the Governance, Risk, and Compliance (GRC) framework, thereby ensuring continuous improvement and regulatory compliance in organizations.

Program Objectives:

By the end of this program, participants will be able to:

• Plan, conduct, report, and follow up on GRC audits effectively.

• Identify deficiencies in governance, risk management, and compliance.

• Contribute to the enhancement of GRC processes and practices within organizations.

• Critically examine internal audit reports.

• Prepare thoroughly for the GRCA certification exam.

Targeted Audience:

• Risk managers and compliance officers.

• Internal auditors specializing in GRC.

• Governance professionals.

• Regulatory compliance managers.

• Professionals involved in implementing and maintaining GRC frameworks.

Program Outline:

Unit 1:

Introduction to GRC and Audit Principles:

• Overview of Governance, Risk, and Compliance (GRC) framework and its significance.

• Understanding the principles of GRC auditing.

• Roles and responsibilities of GRC auditors.

• Key concepts in auditing, including risk assessment and compliance management.

• Relationship between GRC auditing and organizational governance.

Unit 2:

Planning and Preparation for GRC Audits:

• How to develop an audit plan based on GRC objectives and requirements.

• Identifying audit scope, objectives, and criteria.

• Techniques for gathering necessary documentation and resources for the audit.

• Conducting risk assessments to prioritize audit activities.

• Importance of establishing communication channels with relevant stakeholders.

Unit 3:

Conducting GRC Audits:

• Techniques for effective audit planning and scheduling within the GRC framework.

• Techniques for collecting and evaluating audit evidence to assess governance, risk management, and compliance.

• Identifying deficiencies and areas for improvement.

• Communicating audit results objectively and professionally.

Unit 4:

Reporting and Follow-up in GRC:

• Preparing comprehensive audit reports that reflect audit findings and recommendations.

• Communicating audit conclusions to relevant stakeholders.

• Developing corrective action plans for addressing identified deficiencies.

• Monitoring and verifying the implementation of corrective actions.

• Conducting follow-up audits to ensure sustained compliance and improvement.

Unit 5:

Exam Preparation for GRCA Certification:

• Reviewing key concepts and principles covered in previous units.

• Understanding the structure and format of the GRCA certification exam.

• Sample questions and their potential answers.

• Resources and Materials for Effective Exam Preparation.

Note: This program is designed to prepare participants for the certification exam only.