PECB Certified ISO 37001 Lead Auditor

Overview:

Introduction:

This program is designed to prepare participants for the certification exam only.

This program is designed to equip participants with the skills and knowledge required to perform audits of an Anti-Bribery Management System (ABMS) in compliance with ISO 37001. It focuses on the principles of auditing, compliance assessment, and fostering integrity within organizations. 

Program Objectives:

By the end of this program, participants will be able to:

• Explore the principles and requirements of ISO 37001 for anti-bribery management.

• Plan, conduct, and report on audits of an ABMS.

• Identify non-conformities and provide recommendations for improvement.

• Ensure compliance with global anti-bribery standards through effective audits.

• Prepare for the PECB Certified ISO 37001 Lead Auditor certification exam.

Target Audience:

• Compliance auditors and officers.

• Internal and external auditors.

• Anti-bribery and ethics professionals.

• Risk and governance managers.

• Professionals seeking PECB ISO 37001 Lead Auditor certification.

Program Outline:

Unit 1:

Understanding ISO 37001 and the Role of an Auditor:

• Overview of ISO 37001 and its objectives.

• Key requirements of an Anti-Bribery Management System (ABMS).

• Roles and responsibilities of a lead auditor.

• Ethics and principles of auditing.

• The importance of independence and impartiality in audits.

Unit 2:

Planning and Preparing for an ISO 37001 Audit:

• Developing an audit plan and scope.

• Conducting a risk-based approach to audit planning.

• Preparing audit checklists and documentation.

• How to establish communication protocols with auditees.

• How to establish communication protocols with audit teams and stakeholders.

Unit 3:

Conducting an ISO 37001 Audit:

• Techniques for interviewing and evidence gathering.

• Reviewing policies, procedures, and documentation.

• Identifying non-conformities and assessing risks.

• Handling challenging audit scenarios effectively.

• Ensuring compliance with ISO 37001 auditing requirements.

Unit 4:

Reporting and Follow-Up on Audit Findings:

• Preparing clear and concise audit reports.

• Communicating findings and recommendations to stakeholders.

• Developing corrective and preventive action plans.

• Conducting follow-up audits to verify compliance.

• Ensuring continuous improvement through audit insights.

Unit 5:

Certification Exam Preparation:

• Detailed review of PECB ISO 37001 Lead Auditor exam requirements.

• Key topics and concepts covered in the exam.

• Study Techniques and Exam Strategies.

• Sample Questions and their Potential Answers.

Note: This program is designed to prepare participants for the certification exam only.