CMS ISO 37301 Lead Implementer

Overview:

Introduction:

This program is designed to prepare participants for the certification exam only.

The Compliance Management System: ISO 37301 Lead Implementer training program serves as a comprehensive guide for individuals seeking to champion compliance initiatives and uphold ethical standards within organizations. It empowers them to drive organizational excellence in compliance and foster a culture of compliance awareness.

Program Objectives:

At the end of this program, participants will be able to: 

• Design and implement a robust Compliance Management System (CMS) in accordance with ISO 37301 standards.

• Develop and deploy compliance policies, controls, and procedures to address regulatory requirements effectively.

• Conduct compliance risk assessments and implement measures to mitigate identified risks efficiently.

• Monitor and evaluate the effectiveness of compliance controls and processes to ensure ongoing regulatory adherence.

• Prepare for the certification exam.

Targeted Audience:

• Compliance professionals seeking to enhance their knowledge and skills in implementing compliance management systems and achieving ISO standards certification.

• Managers and executives responsible for leading compliance initiatives and ensuring regulatory adherence within their organizations.

• Consultants and practitioners interested in specializing in compliance management and ISO 37301 implementation.

• Individuals looking to advance their careers in compliance management and governance by gaining expertise in ISO standards compliance.

• Professionals involved in risk management and corporate governance interested in aligning their practices with international compliance standards.

Program Outline:

Unit 1:

Introduction to Compliance Management System (CMS) and ISO 37301:

• Understanding the importance of compliance management in organizational governance.

• Overview of the ISO 37301 standard and its significance in establishing an effective CMS.

• Exploring the principles and requirements outlined in ISO 37301 for implementing a CMS.

• Identifying key stakeholders and their roles in compliance management.

• Discussing the benefits of implementing a CMS and achieving ISO 37301 certification for organizations.

Unit 2:

Developing a Compliance Framework:

• Establishing a compliance policy and objectives aligned with organizational goals.

• Identifying applicable legal and regulatory requirements for the organization.

• Developing processes for identifying, assessing, and managing compliance risks.

• Implementing controls to mitigate compliance risks and ensure adherence to regulations.

• Creating a compliance training program within the organizatio to educate employees on their responsibilities.

Unit 3:

Implementing Compliance Controls:

• Implementing technical and organizational measures to support compliance efforts.

• Ensuring data protection and privacy in compliance with relevant regulations.

• Establishing procedures for monitoring and reporting compliance activities.

• Integrating compliance controls into business processes and operations.

• Conducting internal audits to assess the effectiveness of compliance controls.

Unit 4:

Monitoring and Continuous Improvement:

• Establishing monitoring mechanisms to track compliance performance and identify areas for improvement.

• Conducting regular reviews and assessments of the CMS to ensure ongoing effectiveness.

• Implementing corrective actions to address non-conformities and improve compliance processes.

• Reviewing and updating the compliance framework in response to changes in regulations or organizational needs.

• Promoting a culture of continuous improvement and accountability within the organization.

Unit 5:

Preparation for ISO 37301 Certification exam:

• Understanding the certification process and requirements for ISO 37301 certification.

• Conducting gap assessments to identify areas for improvement in compliance practices.

• Developing a roadmap for achieving ISO 37301 certification.

• Documenting compliance controls and processes for certification purposes.

• Preparing for the certification audit and addressing auditor inquiries effectively.

Note: This program is designed to prepare participants for the certification exam only.